STANDARDS IN SCOTLANDS SCHOOLS ETC. ACT 2000 - SECTION
34:
GUIDANCE ON PRE-SCHOOL EDUCATION
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Introduction
1.1 Section 34 of the Standards in Scotlands Schools Act 2000 (the
2000 Act) empowers Scottish Ministers to issue guidance to local
authorities on the exercise of their functions in relation to pre-school education.
This paper contains such guidance. It brings together, and in places extends,
advice already given in other documentation, such as the Departments
letter of 26 September 2001 on the re-integration of pre-school education funding
and the Departments letter of 30 October on the planning of childrens
services. It also reinforces the guidance issued on 21 January 2002 on
the involvement of teachers in pre-school education, which authorities are expected
to have regard to when discharging the functions in relation to pre-school education
set out in this guidance.
1.2 From April 2002, when sections 32-37 and 39 of the 2000 Act are brought
into force, local authorities will be under a duty to secure a free, part-time
pre-school education place for all eligible children, should their parents wish
one.1 This is an historic change. It
gives legislative expression to the value placed by national government on universal
pre-school education.
1.3 The 2000 Act requires local authorities to have regard to guidance issued
by Scottish Ministers when exercising their functions in relation to pre-school
education. If challenged on their decisions in relation to pre-school education,
authorities may be called on to show what account they have taken of this guidance
and on what grounds they have chosen to organise an element of pre-school education
in a manner different to that recommended by this guidance.
1.4 Scottish Ministers may issue further or revised guidance, from time
to time. This guidance will be issued by way of an education circular to local
authorities. Scottish Ministers will consider requests from authorities and
others to issue guidance on particular issues relevant to pre-school provision.
Policy context for the exercise of pre-school functions
Integrated childrens services
2.1 Scottish Ministers are committed to the development of integrated services
for children and families. Authorities should not view pre-school education
in isolation: it should be fully linked to authorities wider strategic
goals to achieve better outcomes for all children and families. Ministers are
also committed to supporting parents in their efforts to combine family responsibilities
with work, study or training. They look to authorities to exercise their powers
in relation to childrens daycare in order to support family prosperity
and the transition from welfare to work. While the interests of children are
paramount, local authorities should also take into account, in all cases, the
needs and preferences of parents in developing services for children.
Early childhood education and care
2.2 Ministers see early childhood education and care as interdependent and
mutually supportive. They believe these universal services should be planned,
staffed, regulated, managed and resourced as one coherent system. They should
offer a gateway, as appropriate, to more specialised services for children and
families with particular or complex needs.
2.3 Ministers aim in pursuing a policy of integrated childrens
services is not to make the terms "care" and "education"
interchangeable, but to emphasise their interdependence. The defining characteristics
of pre-school education will remain:
- the provision of a broad range of planned learning opportunities, in line
with the Curriculum Framework for Children 3-5, which support the development
of the whole child
- evidence that the needs of individual children are attended to, and that
their progress is monitored and recorded in order to inform the next stages
of learning, including the move to primary school
In providing pre-school education, staff should also, of course, value the
role of parents in their childrens learning, and work to create a genuine
partnership with them. Ministers see particular and distinctive gains accruing
from early education, in terms of childrens learning skills and the attitudes
that will later influence their lives as citizens, employees, and as parents
themselves. In order to secure these benefits, Ministers are committed to the
long-term public funding of early education services. The statutory duty on
local authorities to secure pre-school education, taken together with this investment
in services, reflects Ministers expectation that early years education
will benefit all children, in providing the foundation for life and learning
skills. In this way, pre-school education is a key part of Ministers wider
social inclusion agenda.
The new planning agenda
2.4 Ministers have issued fresh guidance to authorities on the planning
of childrens services under the Children Act 1995 and have stressed the
need for authorities to focus on service outcomes. They have also stressed the
need for new ways of working within local government, and across local government,
health services, and partners in the private and voluntary sectors, to ensure
that services respond flexibly to the needs of children and families. This principle
applies also to pre-school education.
2.5 Local authorities (in collaboration with health, voluntary sector and
other interests) are preparing more comprehensive Childrens Services Plans
for April 2002. These will provide strategic direction for the development of
all childrens services, including the universal services of pre-school
education and childcare. Ministers will expect authorities to make clear in
those plans how they will ensure the full integration of pre-school education
within childrens services. They will also expect to see performance monitoring
of the participation of children in publicly funded pre-school education and
of the quality of provision. For further treatment of these issues, please see
the Departments letters of 26 September (on pre-school grant) and 30 October
(on childrens services planning). The Scottish Executive will issue, in
due course, further guidance on the future role and status of Childcare Partnerships.
Integrated funding of childrens services
2.6 From April 2002, all the resources supporting the universal services
of early childhood education and care will be within GAE. There will no longer
be a separate funding stream for early education. Resources for Sure Start Scotland
also lie within GAE, as do resources for social work services for children and
families. This integration of funding should enable authorities to match resources
to plans across the range of childrens services. Ministers want to see
joined-up funding and integrated planning leading to more cohesive services
on the ground. They have endorsed the findings and key recommendations of the
recent report For Scotlands Children and will be taking
further steps over the coming period to promote inter-agency collaboration and
improved service delivery.
Linking universal and targeted service
2.7 In planning pre-school education, the links between universal and more
targeted services are key. As a universal service, pre-school education offers
a gateway through which more specialised support services can be provided without
stigma to those needing them. Opportunities to dovetail social work, health,
and other support for children and families with education provision should
be exploited. Effective integration of the universal and more targeted services
should also make for greater continuity in services through the age range, avoiding
damaging discontinuities between services for 0-3s, 3-5s and school age children
and their families.
Integrated approach to quality assurance
2.8 Ministers are committed to a system of unified regulation of social
care services. In early childhood education and care this means a system of
quality assurance which applies the same standards irrespective of whether providers
are in the private, public or voluntary sector. The new Scottish Commission
for the Regulation of Care and the Scottish Social Services Council will approach
early childhood education and care in a coherent and unified way, across all
sectors. The Commission will work in collaboration with HM Inspectors of Schools
in quality assuring pre-school education.
2.9 The new regulatory arrangements stress outcomes for users. In
early childhood care and education, services will be regulated (registered and
inspected) against one unified set of outcome standards. The focus will be on
testing the quality of staffs interaction with children and on the range
and quality of experiences offered to children, rather than on numbers of adults
with particular qualifications or size of premises. This is reflected in the
draft national daycare standards first published on 12 June 2001 (and subsequently
reissued, with accompanying input standards, on 5 December 2001). In exercising
their pre-school education functions, local authorities should seek to manage
services towards these outcomes. Additional points are at paragraphs 6.1 to
6.8 below.
Duties and Powers
Duty towards eligible children
3.1 Eligible children towards whom local authorities have a
duty to secure pre-school education are defined in The Provision of School Education
for Children Under School Age (Prescribed Children) (Scotland) Order 2002 (SSI
2002/90) under Section 32(3) of the 2000 Act. This will come into force on 1
April 2002.
3.2 In broad terms, local authorities are required to secure pre-school
provision for children from the school term following their third birthday until
the end of the school term before they are first eligible to commence primary
school. For the majority of children, this will mean they have access to free,
part-time pre-school education over 5 or 6 school terms. Towards the very youngest
children in the cohort those aged just over 4_ at the start of the school
year the authority has a duty to secure 4 terms of pre-school education.
Extended duty towards youngest children who defer entry
3.3 But this duty is extended under the Order where the parents of children
with birthdays in January or February choose to defer their childs entry
to primary school. In such cases, authorities are under a duty to provide
an additional year of free pre-school education. The child would then
start school a year later aged five and a half.
Duties in relation to children with special needs and children with disabilities
3.4 In addition to the duties outlined above, authorities should be aware
of the "mainstreaming" provisions of the 2000 Act (which will be commenced,
with regard to pre-school, in 2002). These provisions require authorities to
secure pre-school education in places other than special schools, unless doing
so would not be suited to the ability or aptitude of the child; would be incompatible
with the provision of efficient education for the children with whom the child
would be educated; or would result in unreasonable public expenditure being
incurred which would not ordinarily be incurred. The Act states that it shall
be presumed that such circumstances arise only exceptionally. The intention
behind these provisions is to establish the right of all children and young
people to be educated alongside their peers in mainstream schools unless there
are good reasons for not doing so.
3.5 In exercising their pre-school education functions under the 2000 Act,
authorities should also have regard to the new duties on authorities imposed
by the recent amendments, at UK level, to the Disability Discrimination Act
1995. These provisions (inserted by sections 11, 12 and 13 of the Special Educational
Needs and Disability Act 2001 (c.10)) state that it is unlawful to discriminate
against school pupils and prospective school pupils on the grounds of disability.
The provisions also mean that the 1995 Act now covers the education as well
as the childcare provided by private and voluntary sector providers. Authorities
should also have regard to the likely impact of draft legislation the
Education (Disabilities Strategies and Pupil Records Bill) which is now
before the Scottish Parliament. When enacted this Bill will place authorities
under new duties to plan for improved access to the curriculum (including the
pre-school curriculum) by disabled children, in all the centres managed by the
authority which offer publicly funded pre-school education. Local authorities
will want to take account of the new provisions in their contracting arrangements
with private and voluntary providers, although these providers are not specifically
covered by the Act. Guidance will be issued which will clarify how authorities
should use their contracts with these providers to ensure commitment to the
authorities own strategies for providing access; and to ensure that the
access to the curriculum that they provide achieves parity with that offered
in the authoritys own centres.
Power to secure pre-school education beyond the duty
3.6 The 2000 Act specifically empowers local authorities to secure pre-school
education beyond the terms of their statutory duty.2
There are two main ways in which authorities might choose to exercise their
discretion. They might:
- secure additional pre-school education beyond the extent of their duty for
eligible children; and/ or
- secure pre-school education for children not eligible under the terms of
their duty.
3.7 An example of the first would be the provision of pre-school education
with additional "wraparound" care for children aged 3-5 for whom such
extended service was judged beneficial. An example of the second would be the
provision of pre-school education for a child in the period before he or she
first became eligible under the 2000 Act; or for a child with a September to
December birthday whose parents had sought to defer entry.
Additional pre-school at authoritys discretion for deferred entry
children
3.8 Some further comment on the category just mentioned - children with
September to December birthdays whose parents are considering deferral - may
be helpful. Authorities will retain their discretion over the provision of additional
pre-school education for such children. As eligible children under
the 2000 Act, they will in any event be entitled to five terms of free pre-school
education. They will not be able to claim an extra year as of right. In reaching
decisions on whether or not deferred entry into primary school is appropriate
for these children, authorities should follow the guidance issued by ADES
on the exercise of their discretion. This guidance is designed to ensure
that decisions by authorities in relation to such children are made on clear
and consistent criteria and that the process for reaching decisions is transparent.
Authorities should in addition provide opportunities for discussion between
parents, council officers responsible for admissions, and any other relevant
council officers and third parties.
3.9 Where a pre-school place for a deferred child with a September
to December birthday is refused, the authority should explain the reasons for
this decision in writing to the parent(s) of the child concerned.
3.10 Under Section 33 of the 2000 Act, authorities are entitled to charge
for services which are provided outwith their statutory duty. Annex B of Roma
Menlowes letter of 26 September 2001 on the Re-integration of Pre-school
funding: Implications for Policy and Practice set out the principles to
be applied by local authorities when setting charges for services. Local authority
charges for pre-school education and linked childcare should be drawn in such
a way as to reduce the risk of undercutting comparable provision in the private
day nursery sector, although this does not mean that local authorities must
always set their charges at a higher rate than the most expensive private provision.
Delivery of Pre-School Education
Volume and duration of a pre-school place
4.1 The duration of a part-time pre-school place is defined in regulation
by The Provision of School Education for Children Under School Age (Prescribed
Children) (Scotland) Order 2002 (SSI 2002/90), which comes into force on 1 April
2002. In general terms a part-time place provides a service to eligible children
for a minimum of 412 _ hours over the three terms of the school year. In many
centres, this means that children will receive 12 _ hours a week of pre-school
education for 33 weeks. When children are only eligible, during a school year,
to receive pre-school education for one or two terms out of three, then the
amount of education to which they are entitled is reduced accordingly on a pro-rata
basis. Authorities are, of course, able to secure additional pre-school education
beyond the statutory 412 _ hours.
Requests for fewer hours
4.2 If a parent whose child is eligible for pre-school education expressly
asks for fewer hours, this request does not relieve the authority of the obligation
to secure appropriate provision for that child. Nor should the authority seek
to impose a fully-loaded place upon the child in the face of a settled
preference by the parent for fewer hours. To do so would be to cut across the
voluntary nature of pre-school education. Nor should a parents request
for fewer hours automatically limit the location or type of provision that might
be secured by the authority.
Alternative configurations
4.3 Although five half-day sessions each weekday during term-time may be
the normal configuration of a place, authorities will have some
flexibility over the distribution of the annual hours. In addition, they can
and should, as far as is possible, be willing to accommodate parental preferences
for a different patterns of attendance, especially where such requests reflect
parental working patterns or travel to work arrangements. For example, the weekly
hours of pre-school education may be compressed into 2_ days to enable a parent
to fulfil a part-time working pattern. Authorities should also be prepared to
be flexible over the education element of the childs childcare experience
if this enables the parent to purchase the other childcare service they need
to fit around family working patterns.
4.4 Your attention is specifically drawn to paragraphs 8-10 of the Departments
letter of 26 September, which warns against ascribing functions (education
or care) to time slots in the day. Rigid compartmentalisation of
education and daycare is at odds with research findings
on the nature of much centre-base childcare. It is also damaging to the viability
of partner centres and perpetuates divisions between services which Ministers
aim to overcome.
4.5 In agreeing patterns of attendance with parents, authorities should
of course satisfy themselves that the proposed pattern allows the child sufficient
rest as well as stimulus; and that the childs early learning experience
is distributed reasonably over the whole year. Current guidance on grant arrangements
sets out constraints on the configuration of provision. These minimum restrictions
have been imposed in the interests of the child, and authorities are expected
to continue to respect them after 1 April 2002. They are as follows: no child
should have more than 3 continuous hours of pre-school education without a clear
rest period; educational hours should not exceed 5 in any one day; and there
should not be more than 5 sessions of 2_ hours in any one week.
Responding to parental preferences
4.6 Authorities will be aware that Section 43 of the 2000 Act removes pre-school
education from the system of placing requests which applies to primary and secondary
schools under their management. However, the general duty of authorities to
educate pupils in accordance with the wishes of their parents remains (contained
in Section 28 of the 1980 Act).
4.7 A key aspect of this responsiveness relates to the placement of children
in particular centres both in terms of location and in terms of the choice
between public, private and voluntary centres. Given the way the duty on authorities
and the power available to authorities are framed in the 2000 Act (in terms
of securing rather than providing services), parents
will have a reasonable expectation not only that authorities will secure a numerical
sufficiency of places but also that these places will as far as possible reflect
parental preferences including, where appropriate, preferences for centres
outwith their own area and for non-local authority centres within their own
area. In exercising their pre-school education functions, authorities should
ensure that any restrictions on choice are explained and justified by reference
to clear admissions policies..
4.8 It is also important to take parental preferences into account when
considering children with September to December birthdays whose parents are
considering deferring entry into primary school. Scottish Ministers recommend
that requests from parents for an additional year of pre-school be dealt with
on an individual basis. Where an additional year is granted local authorities
will want to take account of parents preferences as far as possible. Local
authorities will want to discuss with parents what would be in the best interest
of the child. The final decision on whether or not to send their child to school
though will rest with the parent. Authorities can fund additional pre-school
education taken by deferred children in private and voluntary partner centres,
as well as in authorities own centres. Decisions should take account of
parental preferences as far as possible. Authorities should provide information
on their policies and practices to parents of all children with birthdays from
September to February who are considering when their child should start attending
primary school.
Admissions policies
4.9 The need for clear allocation criteria should be met through an authority-wide
admissions policy, negotiated with parental interests and published. The main
function of such a policy will be to reconcile mismatches between supply and
demand for places, taking account of parental preferences as far as possible.
Demands arising from the authoritys statutory duties will take precedence,
including those arising from duties under childrens legislation towards
children who are vulnerable or in need. The admissions policy will also regulate
the allocation of pre-school education places available once authorities
statutory duties have been fulfilled (that is, the places which the authority,
under its discretion, makes available). Competing priorities should be clearly
ranked in the admissions policy, on the basis of childrens needs.
4.10 It follows from paragraph 4.7 that the admissions policy should also
make clear what kind of provision the authority will secure in
terms of location and type (nursery school or class, private day nursery, playgroup).
4.11 Local Authorities should take account of shifts in parental demands
and preferences when developing their admissions policies. Admissions policies
should be reviewed regularly (but no less than once every two years) and any
revisions should be publicised.
Transport
4.12 Ministers would like provision of pre-school care to be as local
as possible, and hope that local provision (which may be best achieved through
partnership arrangements with the private and voluntary sectors) will minimise
the need to transport children for long distances. Ministers recognise, however,
that in some circumstances, particularly in remote areas, authorities may wish
to facilitate transport provision so that access to pre-school education and
childcare places is not compromised. Consequently, Section 37 of the 2000 Act
gives authorities the power to provide transport, free of charge, to and from
places which provide pre-school education, although it does not place authorities
under a duty to do so. Francesca Osowskas letter to Chief Executives
on 18 February 2000 gave further information about the provision of transport
for pre-school education, and also about possible sources of funding which authorities
can draw on in order to supply or facilitate this provision. Although some of
the sources of funding mentioned in this letter will cease to be available from
1 April 2002, the letter is still a useful source of information on different
funding sources. An updated letter will be sent to Chief Executives in due course.
Monitoring of Delivery of the Pre-school Duty
4.13 The letter of 26 September 2001 about the Reintegration of Pre-school
Education Funding made it clear that Ministers will continue to take a close
interest in achieved participation rates for 3 and 4 year olds, requests for
deferrals and deferrals granted. Authorities therefore need to ensure that they
can produce participation-related data as from 1 April 2002. As was outlined
in Ger Harleys letter of 17 January 2002, Directors of Education will
be informed each year of a "census week" in the Summer term when the
key statistics relating to participation rates will be collected.
Commissioning pre-school places from other providers
5.1 Section 35 of the 2000 Act gives authorities express power to secure
provision through suppliers other than themselves. Parents value a diversity
of provision within pre-school education and Ministers expect local authorities
to use this power.
5.2 In fulfilling their duty or exercising their discretion, local authorities
may either provide services at their own hand, using staff and facilities under
their direct management, or commission services from providers in the private
and voluntary sectors. Paragraph 4.7 above suggests that parents in light of
these provisions may reasonably assume that authorities will in general be disposed
to meet their choices of pre-school provider. Ministers expect authorities to
secure pre-school education through partner providers in the voluntary and private
sectors wherever there is parental demand for this and wherever it is consistent
with best value in the use of public funds. They see this as fundamental
to providing a responsive and flexible service that puts users needs first.
5.3 The availability in the private sector of childcare services over the
whole working day often makes this sector particularly attractive to parents
in work, study or training. Ministers expect authorities to weigh the needs
of such parents for all-day provision (and the wider benefits of supporting
their continued employment or training to the community) when they assess the
options for securing pre-school education for their children. Other parents
have strong preferences for voluntary sector provision, valuing its character
and scope for parental involvement. Here too, the benefits as well as the costs
of provision outwith the public sector need to be assessed in the round before
authorities reach decisions on where to secure provision. The Audit
Scotland report A good start: commissioning pre-school education
(March 2001; ISBN 0 903433 29 0) is a useful guide to obtaining good value
in pre-school provision.
5.4 Ministers expect authorities to offer sufficient funding to partner
centres to enable them to deliver high quality provision offering the kind of
broadly-based experience set out in the Curriculum Framework for Children
3-5. The Department will write to authorities annually around the first
quarter of the year to provide further information about partnership arrangements.
This letter will give details of the minimum expected payment each year for
each pre-school place bought from partner providers.
Monitoring of authorities commissioning strategy and practice
5.5 Your attention is drawn to Annex D of the departments letter of
26 September 2001. This states that the department will retain a close interest
in local authorities commissioning practice and processes. Authorities
must be able to supply the department with relevant data concerning their commissioning
strategy and practice. Relevant data will include the rates at which partners
are commissioned; the range and value of any services to partners which are
recharged to the sum paid for pre-school services; charges made for any other
services which partners are required to use; and the results of consultations
with partners on the benefits of support services provided by the authority,
and partners views on priority services for the future.
Cross-border Provision
5.6 The duty on local authorities to secure pre-school education refers
to all eligible children resident in their area. For most eligible children,
a place at a centre in their home local authority will meet their
requirements. There will be cases, however, where parents of eligible children
may request a pre-school place in a different local authority area. This will
often occur when parents travel some distance to work or study. Often, family
life depends critically on securing a cross-border place; and Ministers
believe authorities should wherever possible respond positively to such requests.
Funding cross-border movement of eligible children
5.7 Section 35 of the 2000 Act permits local authorities to enter into arrangements
with any person in order to secure pre-school provision. This power
extends to arrangements with other local authorities, and with providers in
a different authority area. The local government settlement from April 2002
incorporates assumptions about the level of cross-border provision for all
eligible children. These assumptions are based on the participation of four
year olds (including cross-border four year olds) in 2001-2002. There should
therefore be no need for financial transfers between authorities with regard
to cross-border provision for eligible children - unless the level of such provision
changes in a way which significantly affects specific authorities. The Executive
will make information about levels of cross-border provision available to all
authorities. The way in which the reintegration of the pre-school grant has
been handled is intended to entrench the principle that funding follows the
education, not the residence, of children towards whom authorities have a duty.
5.8 Local authorities may wish to secure provision outside their own local
authority area for children who are not eligible under the Act (see
paras 3.6 and 3.7 for examples). Under these circumstances, it is expected that
authorities will commission provision from the neighbouring authority and pay
that authority regardless of whether the child is placed in a local authority
centre or in a partner centre commissioned by the "importing" authority.
Where a partner centre is selected, the responsibility for monitoring and assessing
the centre rests with the importing authority. This should save partner providers
from having to negotiate a multiplicity of contracts with different commissioning
authorities.
5.9 Scottish Ministers look to authorities to co-operate positively in these
matters, and think it sensible for authorities to agree common procedures for
the operation of cross-border arrangements. Such procedures will include arrangements
for registration, quality assurance and any necessary financial transfers. In
agreeing such arrangements, Scottish Ministers hope that authorities will be
mindful of the importance of minimising administrative burdens upon individual
pre-school centres, whilst recognising that interventions to improve quality
are sometimes necessarily intensive.
5.10 Although Scottish Ministers hope that such situations will be avoided,
local authorities have a power, under section 35 of the 2000 Act, to enter into
an arrangement with a private or voluntary provider in another area independently
of the local authority responsible for that area. Ministers would expect
local authorities to exercise this power only in exceptional circumstances.
Quality assurance in pre-school education
6.1 The arrangements for regulating the quality of early education services
are changing with the advent of the Scottish Commission for the Regulation of
Care (the Care Commission) and the Scottish Social Services Council. Ministers
policy objectives have been spelt out in the white paper "Aiming
for Excellence" and "Regulation of Early Education and
Childcare- The Way Ahead", and fully debated during passage of
the Regulation of Care (Scotland) Act 2001. Under that legislation, all centres
offering early education and childcare will be subject to registration and inspection
against national care standards.
6.2 From April 2002, the Care Commission will inspect all early education
and childcare services for children, including nursery schools and classes and
other centres offering pre-school education. Within this inspection regime HM
Inspectors of Education and the Care Commission will collaborate in the inspection
of pre-school education. Inspections will cover all aspects of childrens
experience and staffs relations with children, including childrens
learning and their wider emotional, social and personal development. From time
to time these inspections may carry an additional focus, so that particular
aspects of provision can be examined in more depth. Childrens learning
is expected to be one such focus; and HM Inspectors will join inspections which
have a particular in-depth education focus such as the curriculum.
6.3 Local authority nursery schools classes and partner centres in the private
and voluntary sector commissioned by authorities to supply pre-school education
services will from time to time undergo inspections with this added educational
focus. It should be stressed however that such inspections will not introduce
new outcome standards for childcare services. Like all other inspections, they
will be grounded in the national care standards; but they will test in more
depth such matters as providers delivery of a well-balanced programme
for childrens learning, the scope and sensitivity of staffs assessment
of childrens learning, and the adequacy of arrangements for the transition
to primary school. The standards are underpinned by The Child at the Centre,
which is already well established as a tool for self-evaluation in pre-school
centres. The quality indicators of Child at the Centre and the Curriculum
Framework for 3-5 help to elaborate national expectations of centres which
are resourced for educational purposes.
6.4 There will be further guidance in due course from the Commission and
HMIE about how such educationally-focused inspections will be conducted, and
their frequency, scope and duration. A letter covering interim working arrangements
for pre-school inspections was sent by HMIE and the Care Commission at the beginning
of March 2002. In due course, a protocol between the Care Commission and HMIE
will set out how such arrangements for integrated inspections will be developed
and managed. It will also cover exchange of information between the Care Commission
and HMIE, for example in respect of co-ordination of inspection schedules as
well as where concerns arise in respect of the quality of care and experience
on offer.
6.5 The arrangements for setting up the Commission have left resources with
local government which take account of the residual responsibilities for local
authorities arising from these changes. Ministers expect authorities to use
the funding that was left with local authorities to support a quality monitoring
and support role. In relation to centres providing early education, local authorities
are indeed under a statutory duty in terms of sections 3(2) and 3(3) of the
2000 Act to endeavour to secure improvement in all pre-school education centres,
including those in the private and voluntary sector with whom they have arrangements
to provide free pre-school education.
6.6 If the Care Commission in its inspection report and action plan raises
concerns over quality issues in a centre (whether one managed directly by the
authority or a partner pre-school centre), Ministers expect authorities to work
with that provider (through its representative body, if appropriate) in order
to improve its standards of care and education. The support that authorities
provide to registered childcare and early education centres should not however
duplicate the inspectorial or evaluative function of the Care Commission.
6.7 The Departments letter of 26 September about the re-integration
of pre-school grant made clear that from January 2002 decisions on the commissioning
of pre-school education from partner centres would rest entirely with local
authorities. The Department would no longer carry out its initial checks or
maintain a national register of grant-eligible partner centres. It will be for
authorities to satisfy themselves as to the quality of provision offered by
prospective partner centres, and they will be responsible for deciding whether
or not to commission places at a centre. The assessments that authorities make
of the fitness of prospective partners should not however duplicate the inspection
services provided by the Commission and HMIE.
6.8 The Commission is under a statutory duty to provide information to the
public about the availability and quality of pre-school services. It is expected
that the Commission will co-operate with the existing Childcare Information
Services in providing information.
Conclusion
7.1 Ministers see high quality services for all children as a crucial means
of improving childrens life chances and achieving social inclusion. Ministers
therefore attach great significance to local authorities new duty to secure
universal pre-school education. This guidance is intended to help authorities
to implement that duty as effectively as possible, by setting the provisions
of the 2000 Act in the context of policy developed over the past two years.
In this way, Ministers expect that pre-school education will make a powerful
and distinctive contribution to childrens experience, knowledge and skills,
while remaining a firm part of authorities wider effort to secure integrated
services for children and families.
Footnotes
1 This duty is defined in Section 1(1A) of the Education (Scotland) Act 1980
(the 1980 Act), [as amended by section 32(3) of the Standards in
Scotlands Schools etc. Act 2000 (the 2000 Act)].
2 This power is detailed in section 1(1B) of the 1980 Act, as inserted by section
32(3) of the 2000 Act. "Pre-school children" are defined by section
1(4B) of the 1980 Act, as inserted by section 32(5) of the 2000 Act. In simple
terms, pre-school children are understood to include all children
under school age.
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