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Towards a New Way of Working
Purpose of the HR Strategy
Introduction
1. The NHS, like many organisations, is facing a period of accelerated change. In the next twelve months, we will be working in different, new, organisations. The emphasis of the White Paper on organisational performance, the priorities of effectiveness and clinical governance and on more effective designed care will impact on all staff. The changes in Mental Health and Learning Disability Services, the shift in emphasis to Primary Care and changes flowing from the Acute Services review, will mean many staff working in different ways and requiring different skills.
2. The shape, structure and responsibilities of our workforce are constantly changing, challenging our ability to recruit and retain staff. Staff increasingly have different expectations about the pattern of their working lives and what they expect from their employer. Professional staff need to continue to adjust to the framework for Continuing Professional Development as a means of ensuring their fitness to practice. Employers need to find the means of making real and sustained investment in Lifelong Learning, Education and Training. In addition, they need to strike the balance between a workforce which is effective and productive and a workplace capable of recruiting, retaining and motivating staff. The workplace is also subject to increasing amounts of regulation and legislation. It is important therefore to establish an approach to Human Resource Management for the NHS based on consistency, and fairness and ending the fragmentation which sprang from the internal market.
Purpose
3. The purpose of this strategy for the NHS in Scotland is to provide a meaningful and practical framework which will support change and which will enable its staff to achieve the five established strategic aims of the NHS in Scotland. Such an approach needs to create a proper balance between rights and responsibilities, but as a priority must recognise the responsibility the NHS carries for the quality and effectiveness of patient care. However as we face the challenge of renewing the NHS in Scotland whilst implementing Trust Reconfiguration and the outcome of the Acute Services Review, we need to ensure that:
  • changes in service delivery and care requiring new skills are underpinned by investment in education, training and development which balances the right of access and the responsibility of staff to maintain appropriate knowledge and skills levels;
  • as change impacts on employment and jobs, an employee relations framework is created which gives staff the opportunity of real consultation, involvement and the ability to influence decision making;
  • an employment framework is put in place which offers employers flexibility and offers staff modern employment practices based on equality of opportunity;
  • workforce planning supports the development of a workforce which is flexible and responsive and supports changes in service delivery;
  • the environment in which staff work, is safe and secure, free from harassment and gives people the opportunity to manage their own health and fitness;
  • pay and reward is affordable, fair and flexible. Any future system should be simple and should not require disproportionate effort to develop and maintain;
  • our whole approach to the people in the NHS in Scotland is underpinned by a set of core values which are applied consistently across the Service.
Partnership - The Cornerstone to our Approach
4. To achieve the objectives set out in the White Paper "Designed to Care", we need to change the way we work, train and learn. The theme of Partnership, the cornerstone of the Government’s commitment to renewing the NHS in Scotland, is no less relevant in managing our organisations and staff. However Partnership will require more than relationships based on consensus and understanding. It will require a practical framework which supports meaningful and sustained change; not merely maintaining the status quo. It requires the commitment of everyone to work consistently within such a framework.
  • it will be a Partnership between all who share a common goal of implementing the White Paper "Designed to Care" in the interests of better patient care;
  • it will include external, independent contractors such as GPs in Primary Care and will extend beyond individual organisations;
  • it will be based on agreement that staff affected by change will be properly involved and allowed to influence the shape and implementation of decisions which affect their work.

Such an approach needs to be underpinned by a set of core values based on team working, openness and honesty, mutual respect and recognition of individual contribution. However, such an approach can only be measured over time by the practical changes that will occur in the NHS. It is important therefore to create a framework which supports such change.

HR Capability
5. It is clear from the pace of change and the implications of both the White Paper "Designed to Care" and the HR Strategy that we need further development and investment in our human resources. As a result we will put in place arrangements to ensure increasing capability for the future both for HR professionals and all those who have a responsibility for managing people.
Creating the Framework
6. Managing staff is a workplace issue, involving day to day practice. The White Paper "Designed to Care" is clear that responsibility for managing services and staff rests with Trusts and Boards and is committed to a system which avoids centralist control. However, it also recognises the opportunity to work more cooperatively within a framework of common goals. The White Paper acknowledges that "the internal market has resulted in unnecessary fragmentation of policy and practice in the management of the NHS".
This has led to inconsistency and duplication often leaving staff feeling uncertain and insecure. In order to begin to address this situation, we need a partnership framework; one which supports Trusts and Health Boards, as employers, to manage change locally but which provides staff, as employees with consistency and fairness across the entire NHS in Scotland. In order to achieve that balance the following framework will be established.
National Framework
Scottish Partnership Forum
7. A Scottish Partnership Forum will be established by September 1998, which will report to the Director of Human Resources, NHS in Scotland, consisting of managers, staff, staff representatives and independent advisors. We will consult on membership and composition. The Forum’s remit will be to:
  • support research and development in the areas of employment;
  • establish a common approach to new employment legislation affecting the NHS in Scotland;
  • provide advice on joint working and partnership;
  • develop a framework for managing Human Resources in the NHS in Scotland;
  • review key areas of employment practice to ensure consistency.

The first task of the Forum will be to review the full range of employment practices and consult the Service to determine appropriate priority areas which can be developed into a common template approach for the NHS in Scotland beyond Whitley. The Forum will also support the work of two short life working groups.

Best Practice Steering Group (Support Services)
8. The Government has recently issued guidance to the Service on the development of best value in support services. The guidance stresses the integral nature of support services to the delivery of patient care. It requires Trusts to examine positively the delivery, quality and cost of such services. In order to support the development of the best value agenda, a short life Steering Group is to be established by June 1998 which will provide advice to the Management Executive (ME) reporting through the Director of Human Resources, NHS in Scotland. Its purpose will be to :
  • review the present pattern of support service provision in the NHS in Scotland;
  • undertake research and provide advice on best practice in the delivery of support services;
  • provide advice on benchmarking and the development of business cases for best value in the management of support services.
Organisational Change Group
9. An Organisational Change Group, will be established by June 1998 on a short term basis to deal specifically with Trust reconfiguration issues arising out of the White Paper "Designed to Care". It will report to the Director of Human Resources, NHS in Scotland with the following outline remit:
  • establish common policies for managing change;
  • establish the legal framework to facilitate the required changes e.g. staff transfer, employment issues, protection, etc; and
  • avoid duplication and reduce bureaucracy.
Framework and Reporting Arrangements
10. The diagram below illustrates the reporting arrangement of this new framework.


Local Framework
Partnership Agreements
11. To demonstrate commitment to working together, all NHS in Scotland employers of Trusts and Health Boards will be required to develop a Partnership Agreement with staff and their representatives. These agreements will be subject to audit and reporting to Boards by joint staff/management forums. As a minimum these agreements will contain the following:
  • communication and consultation arrangements, beyond those contained in existing Whitley agreements;
  • access to information and Board meetings; and
  • organisational change policies.
Monitoring Arrangements
12. The Priorities and Planning Guidance for the NHS in Scotland for 1998/99 requires Trusts and Health Boards to develop a local Human Resource Strategy. In particular, the guidance emphasised the role of Chairmen and Chief Executives in the development of such a strategy. Building on this approach the following measures will be required:
  • Trusts and Health Boards will be required to report progress on the development of partnership working to support their Health Improvement Plans (HIPs) and Trust Implementation Plans (TIPs);
  • Employers will be expected to measure themselves in a clear and objective way against the requirements of the principles included in this HR Strategy;
  • Progress in implementing these plans will be monitored through Accountability Reviews and Trust and Health Board Annual Reports;
  • The Scottish Partnership Forum will provide advice and support in the development of such arrangements in order to provide consistency and reduce duplication of effort.
Future Direction
13. The development of this Strategy has involved consultation with over 1,000 members of staff in workshops, working groups and has had input from people from a variety of other organisations. This consultation has identified a sense of real commitment from all concerned to support the Government in its objectives. Equally all those involved were clear that the success of "Designed to Care" will be influenced, in no small measure, by effective relationships in the workplace. It is important therefore that the strategy is clear on objectives, practices and actions in order to demonstrate real change over time.
What this means
14. The establishment of an HR Strategy for the NHS in Scotland will affect us all in different ways. The paragraphs below give an indication of what the strategy will mean to people regardless of where they work.
What this means to me....
The individual
15. The HR Strategy means that individuals can expect, over time :
  • Consistent treatment in employment practice no matter where they work.
    Access to individual training and development plans/portfolios.
    The opportunity to learn new skills and be involved in a wider range of tasks.
    To be rewarded fairly and with consistency.
    Changes in the working environment which are planned and managed.
    To have available the benefits of a good employer.
    To be able to work more flexibly to benefit patient care.
The Line Manager
16. The line/clinical manager can expect over time:
  • Clear policies and processes about how to deal with people in employment.
    Training and development will be provided to help fulfil their responsibilities.
    To work in partnership with staff and staff representatives.
    To lead service changes in a different way.
The Trust and Health Board
17. For the NHS in Scotland the HR Strategy means:
  • The practical implementation of the overall HR Strategy will be linked to HIPs and TIPs.
    The Service will develop a common set of values, based on new behaviours.
    Change will be managed consistently, in partnerships within and outwith the NHS in Scotland.


A new framework in which people
can realise their potential and feel valued
A core set of values based on teamworking,
openness and honesty, mutual respect and recognition
of individual contribution
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