| Description | Circular 32/1996 |
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| ISBN | n/a (Web Only) |
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| Official Print Publication Date | |
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| Website Publication Date | September 25, 1996 |
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Circular 32/1996
THE SCOTTISH OFFICE DEVELOPMENT DEPARTMENT
THE SCOTTISH OFFICE INQUIRY REPORTERS UNIT
CODE OF PRACTICE FOR LOCAL PLAN
INQUIRIES
Contents | Paragraph |
Introduction | 1 |
Before the Inquiry |
Pre-Deposit Consultation | 6 |
Notice of Deposit | 8 |
Making Objections and
Representations | 10 |
Consideration of Objections | 15 |
Programme Officer | 20 |
Appointment of the Reporter | 23 |
Inquiry Programming and the Procedure
Meeting | 24 |
Pre-Inquiry Negotiations | 30 |
Alternative Sites | 33 |
Exchange of Documents | 34 |
The Local Plan Inquiry |
Notification of the Inquiry
Arrangements | 39 |
Concurrent Inquiries | 40 |
Accommodation for the Inquiry | 43 |
Site Inspections | 45 |
The Local Plan Inquiry | 47 |
Objectors' Expenses | 52 |
After the Inquiry |
New Evidence after the Inquiry | 53 |
Procedure after the Inquiry | 54 |
Adoption | 60 |
Other Matters |
Involvement of the Secretary of
State | 62 |
Government Departments | 63 |
Complaints Procedure | 64 |
Legal Challenge | 66 |
Glossary | Annex 1 |
Flowchart of Local Plan Inquiry
Process | Annex 2 |
Model Form of Objection to Local Plan
Proposals | Appendix |
Introduction
1. The preparation of local plans gives the community
the opportunity to participate in deciding the detailed
policies and specific proposals for the future development
and use of land in the area. The plan identifies particular
areas as suitable for housing, industry, shopping or other
uses and sets out the policies the council proposes to
apply in assessing development proposals. The plan guides
and informs day-to-day decisions as to whether or not
planning permission should be granted under the system
known as development control. The Government has given
increased emphasis to the primacy of the development plan
in making development control decisions, so that plan
preparation and adoption has become a more important part
of the planning system.
2. Unlike structure plans which are approved by the
Secretary of State for Scotland,
responsibility for the preparation and adoption of
local plans lies with the planning authority for the
relevant area. It has to comply with statutory
requirements, including ensuring that the plan conforms
with the approved structure plan. It is responsible for
considering any objections to the plan, if necessary by
appointing a Reporter and holding a local plan inquiry,
considering the Reporter's recommendations to them,
incorporating any modifications it considers appropriate,
and adopting the plan so that it is brought into force. It
is for the planning authority to decide whether to accept
or reject the recommendations made by the Reporter. The
Secretary of State can be expected to become involved only
in exceptional circumstances. This could lead to
modification or call-in of the local plan for the Secretary
of State's own decision.
3. The purpose of this Code is to provide advice for all
who may be involved in a local plan inquiry.
If all participants follow the guidance and adhere
to the requests of the Reporter, the procedure is likely to
be more efficient and effective. Based on past
experience it offers advice on:
- the handling of objections to local plans;
- the arrangements for any public local inquiry that
may be required;
- the conduct of the inquiry;
- the form of report that is produced;
- the adoption process.
4. This guidance, which replaces the Code published in
1985, applies to the processing of objections arising from
the initial preparation of a local plan, but the same or
similar procedures apply to proposals for the alteration or
replacement of a local plan which has already been
adopted.
5. The legal basis of the procedures is to be found in
the Town and Country Planning (Scotland) Act 1972, Sections
9-13 (as amended), and the Town and Country Planning
(Structure and Local Plans) (Scotland) Regulations 1983,
Regulations 28-41. These procedures are summarised in the
flowchart at Annex 2 to this Code. Reference should also be
made to Planning Advice Note 49 "Local Planning" and to the
Local Plan Service Standards Document issued with Scottish
Office Development Department Circular 1/1996.
Before the Inquiry
Pre-Deposit Consultation
6. Planning authorities have a statutory duty to
advertise their intention to prepare a local plan and to
publicise the consultative draft plan. An opportunity has
to be provided for the public, local organisations and the
business community to make comments on the policies and
proposals contained in the consultative draft plan. The
planning authority has to show how it has taken account of
these comments when preparing their proposals for the next
stage of the process - a finalised draft plan which is then
placed on deposit.
Draft local plans are intended to be subject to
wide public consultation and debate before the
planning authority commits itself to any specific planning
proposals to address the area's problems and opportunities.
In so doing it must conform with the strategic framework of
the approved structure plan within whose area it lies.
7. In certain cases, where an authority propose to make
alterations to a local plan, the authority may consider it
unnecessary to comply with the normal requirements for
pre-deposit consultation on their proposals. In such cases
the authority must provide the Secretary of State with a
statement setting out their reasons for not taking such
steps, as required by Section 13(4) of the 1972 Act.
Notice of Deposit
8. When the planning authority has prepared a finalised
draft plan it is required to advertise the fact in a local
newspaper and state where and when it is to be available
for public inspection. Authorities should also notify any
other local authority whose interests may be affected by
the plan.
Reasonable access should be made available for
those wishing to study the documents, in
convenient locations such as public libraries and council
offices. The plan placed on deposit must be accompanied by
a statement of the planning authority's response to earlier
consultation. All of these documents together with any
relevant survey or review material should be available for
sale at reasonable charge. The authority must also serve
notice on the Secretary of State indicating the steps that
it has taken.
9. When a planning authority knows that a finalised
draft plan is to be placed on deposit, and that objections
are likely, The Scottish Office Inquiry Reporters Unit
should be informed of the likelihood of a need for a local
plan inquiry. This will allow it to be included in the
forward programme of Reporters' commitments.
Making objections and representations
10. The advertisement will set out the address to which
objections or supporting representations are to be sent and
the date before which they must be submitted if they are to
be considered. This date will be a minimum of 6 weeks from
the date on which the plan is placed on deposit. In
exceptional circumstances the planning authority may agree
to accept a late objection, for example where it relates to
a matter which is already the subject of objection. The
Reporter has no authority to accept a late objection,
unless the planning authority agrees.
11.
An objection to a local plan must be made in
writing and must contain the name and address of
the objector together (preferably) with a telephone number
where contact can be made during office hours.
The objection should state:
the precise matters to which the objection
relates by reference to a specific
paragraph number, policy or proposal in the local
plan, or to the grid reference and land use
allocation of an item shown on the proposals map;
it should be noted that objections should be on
land use planning grounds and can relate to the
text of the plan, the content of the proposals map,
or to an omission of some matter from the plan;
the grounds on which the objection is
made and the details of the change that is
sought, i.e. the revised wording or map allocation
that would be an acceptable alternative or an
addition to correct an omission;
whether the objection may be considered on
the basis of a written submission, rather
than being presented and discussed at any local
plan inquiry. Objections proceeding by written
submissions will be given full consideration and
this will normally be carried out by the Reporter,
who will cover the matter in the report and make
recommendations to the planning authority. The
status of objections considered in this way is no
different to those heard at any inquiry, and it is
a more efficient way of considering objections that
do not require investigation of complex issues;
if the objector wishes to be heard at a
local plan inquiry, whether he/she is
prepared to group with other objectors concerned
about the same issue;
whether the objector intends to be
professionally represented at the inquiry and if
so, the name, address and details of their agent,
if available.
12. A model form for objections and representations is
included as an Appendix to this Code. A similar form will
be made available at the places where the plan is on
deposit and objectors should use it to ensure that the
planning authority has the information necessary to
consider each objection. To assist in the preparations for
the inquiry
a separate form should be used for each of the
matters of objection. It is for the planning authority to
decide whether an objection has been duly made. In
particular, the planning authority has the discretion not
to accept an objection which is considered to be frivolous
or irrelevant.
13. After the closing date, copies of all the objections
and representations made will be available for inspection
at the offices of the planning authority and at any other
convenient locations specified by them. This allows
objectors to identify others with a common interest so that
they can jointly seek to resolve matters with the planning
authority, or present their case jointly at any inquiry.
No objection can be treated as
confidential.
14. If the planning authority considers that
insufficient information has been provided to explain an
objection the objector should be asked to supply additional
information. Planning authority officials should, where
appropriate, meet objectors to correct misunderstandings
and to discuss the scope for agreed changes that might
result in the withdrawal of objections.
Consideration of objections
15. All relevant objections will be sifted and analysed.
This should be done by a senior officer who is competent to
assess the subject matter of each objection. Matters of
objection should be numbered individually for each item, so
that each point has a separate number where more than one
objection is contained in the same submission.
The planning authority should produce a summary
list of the policies, proposals, and other local plan
matters which are the subject of objection, by whom, and
why. This should also include a statement of the
authority's initial response to each
representation. This consideration should be made
available to parties within 5 weeks of the end of the
objection period so that objectors can confer on matters of
mutual concern.
16. In certain cases where there are only limited
matters to resolve or perhaps very few objectors to an
authority's proposals it may be appropriate to arrange a
Hearing before a Reporter rather than a full local plan
inquiry.
Hearings can allow a more informal approach than
the inquiry process. Nevertheless the principles
set out in this Code, designed to ensure that the process
operates as efficiently and effectively as possible, should
apply.
17.
If an objector does not wish to be heard at an
inquiry the objection can be considered on the basis of
written submissions. It is recommended that all
such objections are placed before the Reporter for
consideration and recommendation. This also reduces the
likelihood of a further inquiry if an objection leads to a
proposed modification of the plan.
18. Where an inquiry is taking place into objections to
other matters in the plan, the objections proceeding by
written submissions should have their place in the inquiry
timetable. At the inquiry, the Reporter can seek any
necessary clarification from planning authority officials.
If necessary, any additional material can be circulated to
interested parties after the inquiry, with an opportunity
to lodge any final responses.
19. If all objectors opt for the written submissions
method and no local plan inquiry is to be held it is still
recommended that the submissions are considered by a
Reporter at the request of the planning authority.
Programme officer
20. For all inquiries expected to last more than 1-2
days,
the planning authority should appoint a programme
officer with suitable administrative experience to assist
in the management and organisation of the inquiry.
The person appointed may be a member of the planning
authority's staff, but
should not have been substantially involved in the
preparation of the plan, or an external contract
appointment. He or she must be seen as an impartial officer
of the inquiry and will work directly for the Reporter,
acting as the initial point of contact for all parties.
He/she should therefore be in post, at least on a part-time
basis, from the end of the period for lodging objections,
and certainly before any pre-inquiry meeting is held.
His/her name and business telephone number should be made
available.
21. Once appointed, the programme officer will, in
consultation with the Reporter:-
deal with general correspondence
relating to the inquiry arrangements;
maintain lists of objections;
establish the nature of the cases to be
presented, including whether witnesses are
to be called;
draw up a provisional programme and
timetable (if this has not been done
already), showing the running order for hearing the
objections and how long the inquiry is likely to
last;
bring together objectors with a common
interest;
arrange for the exchange of
documents by and between parties both
before and during the inquiry;
manage the day-to-day programme during the
inquiry;
arrange the Reporter's accompanied site
inspections.
22. The programme officer will be available throughout
the inquiry for consultation about the arrangements either
in person or by telephone. Objectors do not have to be
present throughout the inquiry but the responsibility for
keeping in touch with progress - since the inquiry may
proceed either faster or slower than anticipated - lies
with those wishing to appear. If there are any significant
changes in the programme the programme officer will try to
inform those who are affected.
Appointment of the Reporter
23.
The planning authority will appoint a Reporter to
hold the local plan inquiry from The Scottish Office
Inquiry Reporters Local Plans Panel, a list
provided by the Secretary of State. The Reporter will be
selected after the end of the deposit period, so that
he/she can become involved in the inquiry arrangements once
the volume and range of objections is known. The Reporter
should be supplied with copies of the plan, the statements
on publicity and consultation, objections and related
correspondence, and any other relevant documents (or
extracts) such as the structure plan for the area.
Inquiry programming and the procedure
meeting
24.
Where there are complex issues and/or a large
number of objectors, the planning authority will normally
arrange a pre-inquiry procedure meeting which will be
chaired by the Reporter. The meeting will be
advertised, and objectors who have indicated their
intention to appear at the inquiry should receive
individual invitations to attend. The procedure meeting is
a crucial element in achieving efficiency in the inquiry
process, and all important procedural matters should be
raised at this meeting rather than shortly before or during
the inquiry.
25.
The purpose of the meeting is to:
discuss the provisional timetable and other
arrangements for the inquiry;
answer any queries that objectors may have
on practical matters;
identify areas of agreement and
disagreement to be defined before the
inquiry;
consider whether there is a need for
prepared statements of evidence or
precognitions to be lodged and circulated before
the inquiry begins;
set dates for the pre-inquiry exchange of
documents by and between parties,
including witness precognitions, statements of case
and productions, and topic papers by the planning
authority where a number of objections are
interrelated;
agree the means of achieving these
exchanges.
26. Parties should attend the pre-inquiry meeting with a
clear view of the case that they intend to present to the
inquiry and also of the availability of clients, witnesses
and specialist advisers, including legal representatives,
if they are to be called in the presentation of the
objector's case. In complex cases, in particular, it is
important that all parties should have as much prior notice
as possible of the evidence which others will submit to the
inquiry. The Reporter may therefore request participants,
particularly principal parties and expert witnesses, to
prepare a statement of the evidence which they will lead
and to submit this to the Reporter by a particular date for
inspection in advance of the inquiry commencing. Such
statements should also be circulated to other parties to
the inquiry, as prescribed at the procedure meeting.
27. The probable date for the start of the local plan
inquiry will have been selected by the planning authority
and the Reporter. In some cases, the planning authority may
consult with major objectors about the choice of date.
The procedure meeting should preferably have taken
place at least 10-12 weeks before the inquiry
to:
- give objectors adequate notice of when their part
of the inquiry is likely to take place;
- allow time to commission any further work that may
be required;
- allow time to co-ordinate analysis or to produce
agreed statements of fact relating to, for example,
matters such as the effective land supply for
housebuilding;
- allow sufficient time to enable documents to be
exchanged and studied.
28. At the pre-inquiry meeting the inquiry programme
will be discussed and the Reporter will explain the
procedure to be followed. In large and complex cases the
draft timetable will be circulated to parties before the
pre-inquiry meeting as a basis for discussion. Each subject
of objection will be assigned to a particular day, and
possibly to the morning or afternoon if it is expected to
be a short item. In certain circumstances the Reporter may
consider it appropriate to arrange a limited session of the
inquiry in the evening, for the benefit of those who find
it particularly difficult to attend during the day.
29. Once the timetable has been agreed, changes to it
affecting specific topics of objection will not be made
without discussion with participating parties. As each
topic of objection is dealt with separately it may be
necessary for objectors to attend on different days if they
are concerned about a variety of matters which are also the
subject of objection by others. Every effort will be made
to avoid keeping people waiting and participants are asked
to co-operate in meeting the inquiry timetable.
Pre-inquiry negotiations
30. Possible changes made as a consequence of agreements
struck with objectors in advance of the inquiry can
sometimes prejudice the position of those in support of the
initial approach of the plan.
Where the planning authority proposes to make
changes to the plan as a consequence of such agreements
these should be advertised and notified to all those with a
known interest in the matter, including owners and
occupiers of affected land. This should normally be done
not less than 8 weeks before the inquiry. The
reasons for the proposed changes should be stated, and a
reasonable period allowed for further representation from
others who may be adversely affected. An objector who is
satisfied by the planning authority's suggested change
should indicate in writing that this is the case.
Nevertheless, the original objection will still be
considered at the inquiry, together with the agreed change
and any counter-representations.
31.
Where insufficient time is available before the
inquiry to advertise the proposed changes, the planning
authority should make every effort to ensure that any
objectors or third parties affected by them are told and
given the opportunity to comment. The Reporter
will then be aware of whether these changes are likely to
be contentious. All proposed modifications to the plan,
whether resulting from pre-inquiry negotiations or
recommendations from the Reporter following an inquiry,
must in any event be formally advertised after the inquiry,
so that the position of all interested parties is
safeguarded.
32. An objector can withdraw the objection at any time
by writing to the planning authority. Once an objection has
been withdrawn no further action will be taken on it,
unless it is linked to a proposed modification of the
plan.
Alternative sites
33. Objectors sometimes suggest alternative sites for
developments proposed in the plan. Where an objector
proposes to do this, he/she should notify the planning
authority and the Reporter either at the procedure meeting
or in writing beforehand. Consideration will then be given
as to how the owner of any land affected by the objection
is to be informed of the change that is being sought. There
will be limits to the extent to which the Reporter will
allow alternatives to be considered because the inquiry is
concerned with the published plan and the objections to it,
and not with alternative proposals. The requirement to
advertise proposed modifications is a further safeguard for
those who may be adversely affected.
Exchange of documents
34.
As part of the preliminary documentation, the
planning authority will prepare a series of statements,
giving a summary of its initial response to each matter of
objection. This will explain what changes to the
plan might be accepted, or give details of the authority's
reasons for not responding positively to the objections. If
a number of objections cover related matters, such as
housing sites, the planning authority may prepare a wider
background document embracing all relevant objections. The
Reporter will also consider whether statements in
amplification should be requested, and at what time, from
an objector or from any other person or organisation,
including Government departments and agencies, who may have
relevant information to put forward on the matters at
issue.
35.
The planning authority, at least 4 weeks before the
inquiry starts or by some earlier date agreed with the
Reporter, will prepare and place on deposit a master
schedule of documents (known as productions) which will be
referred to in the course of the evidence. All the
main core documents applying to the plan in general, and a
master set of the productions relating to individual
objections, should be placed on deposit and made available
for inspection. The particular documents relating to a
specific objection should also be sent to the objector
concerned, wherever practicable.
36.
At least 2 weeks before the inquiry starts (subject
to any timetable agreed with the Reporter) participants
should lodge copies of any productions to which they will
refer. Objectors may also be asked by the Reporter
to lodge statements of evidence by this date. Any such
request will have been discussed by the Reporter at the
pre-inquiry meeting. This sequence gives a 2 week period
for objectors to study the planning authority's material
and to refine their own statements. At the inquiry, there
should be spare copies of witnesses' statements for the
convenience of other people taking part in the inquiry. If
there is any difficulty in supplying copies or extracts of
documents, objectors should contact the programme officer.
A full set of productions should be available for reference
at the inquiry.
37.
These arrangements do not prevent the introduction
of additional arguments and documents during the inquiry in
response to matters raised by other parties or by the
Reporter. Alterations to the scope and nature of
an objector's case may result from changes agreed by the
planning authority, and also from consideration of the
authority's statement. However the inquiry will be shorter,
and run more smoothly, if both sides have had adequate
advance notice of the case that they have to meet. This is
of benefit to all concerned.
38. It is particularly important that, after the
procedure meeting and before the inquiry opens, all parties
keep to the programme they have agreed with the Reporter.
If, for example, there is slippage in the circulation of
the planning authority's pre-inquiry statements, it could
lead to corresponding slippage in the responses of all of
those dependent on them. This may have the result that
other parties are denied adequate time to prepare.
The Local Plan Inquiry
Notification of the inquiry
arrangements
39.
The planning authority must give at least 4 weeks
notice of the date of the local plan inquiry by publishing
details in a newspaper circulating in the
locality. The notice must state where and when the
inquiry is to take place and give details of the intended
timetable so that members of the public can see which
matters are to be considered on which days.
At the same time, the planning authority is also
required to inform each objector individually about the
inquiry arrangements, and should inform any other
party with an interest. It is recommended that all parties
are sent a copy of the inquiry timetable and a list of the
proposed changes to the plan.
Concurrent inquiries
40. On some occasions a development which is the subject
of a planning appeal may be relevant to objections to a
local plan and vice versa. In these situations it may be
appropriate, subject to the agreement of the parties
concerned, to arrange a concurrent public local inquiry to
avoid the duplication that is likely to occur if the
procedures operate separately. If concurrent inquiries are
to be arranged the details will be explained at the
pre-inquiry meeting.
41. The effect of this arrangement is that one or more
days of the local plan inquiry also serve the purpose of an
inquiry into a planning application which has come before
the Secretary of State under the planning appeal procedure
(Sections 32 or 33 of the 1972 Act), or which has been
called-in for the Secretary of State's determination
(Section 32 of the Act). The Reporter serves 2 functions
during this period, producing 2 separate but consistent
reports from the same evidence, one addressed to the
planning authority, the other to Secretary of State. In
appeal cases responsibility for the Secretary of State's
decision may be delegated to the Reporter, in which case a
decision letter rather than a report will be prepared.
42. The planning authority will retain responsibility
for the administration and conduct of the local plan
inquiry in accordance with this Code, while The Scottish
Office Inquiry Reporters Unit will handle the additional
arrangements and statutory procedures required by the Town
and Country Planning (Inquiries Procedure) (Scotland) Rules
1980 or the Town and Country Planning Appeals
(Determination by Appointed Persons) (Inquiries Procedure)
(Scotland) Rules 1980, as appropriate.
Accommodation for the inquiry
43. The venue for the inquiry will be decided between
the planning authority and the Reporter. It will be in a
location which is related to the objections and suitable
for the purpose. It should be accessible and convenient for
members of the public, taking account of the need for
disabled access and proper acoustics, but should be
consistent with the need for economy in the use of public
funds. Smoking is not permitted. For a local plan covering
a large area where there are significant numbers of
objections at different locations, it may be appropriate
for the inquiry to take place at more than one venue.
44. Wherever possible, the layout of the inquiry room
should allow the objectors giving evidence, the planning
authority's representatives and the Reporter to site in
close proximity, but audible to any members of the public
who are following the proceedings.
The intention is to create an informal atmosphere
for discussion, rather than a formal court or council
chamber layout. There should be display boards for
plans and illustrations in a visible position.
Site inspections
45. Before an inquiry the Reporter will usually make an
unaccompanied general tour of the area covered by the local
plan. He/she may also make an unaccompanied inspection of
any site which is relevant to the inquiry before, during or
after the inquiry, without giving notice of this intention
to the parties. The Reporter may also inspect any site
under consideration at the inquiry, or any alternative site
mentioned at the inquiry, in the company of such of the
parties as wish to accompany him, including those resting
on written submissions. In all cases where the Reporter
intends to make an accompanied site inspection he will
announce during the inquiry the date and time at which he
proposes to do so.
46. The purpose of site inspections is to see the
physical circumstances and features referred to in the
inquiry evidence and written submissions.
The Reporter cannot receive additional evidence or
submissions during a site inspection. Participants
should therefore restrict their contribution to pointing
out the physical features that are mentioned in their
submissions.
The local plan inquiry
47. At the start of the inquiry the Reporter will
explain the procedure to be followed, outline the timetable
for the inquiry and deal with any other matters which have
to be brought to the attention of parties. The Reporter
will ensure that everyone concerned has access to all of
the relevant information.
48.
The Reporter will decide how the proceedings are to
be conducted and will ensure that the inquiry follows the
well established principles of impartiality, openness and
fairness. The inquiry will be as informal as
possible and participants will be allowed to present their
case in their own way. Although it is open to objectors to
be professionally represented if they so wish, there is
generally no need for such representation at the inquiry as
the Reporter listens carefully to everyone. The objective
is not to stage any kind of judicial arbitration between
opposing parties, but to give the Reporter the opportunity
to reach recommendations having regard to the authority's
proposals and any relevant objections made by interested
parties.
49. The Reporter will maintain customary standards of
order and will discourage repetition so as to ensure that
the inquiry is completed in the shortest timetable
consistent with each of the parties having a fair hearing.
Local plan inquiries are covered by the provisions of
section 267 of the 1972 Act, and also by the Tribunals and
Inquiries Act 1992. This gives the Reporter powers to
require attendance, for evidence to be given on oath if
appropriate, and various other matters.
50. Each topic of objection is considered in turn at the
inquiry. The Reporter will wish to be informed of the
relevant facts and arguments in relation to each of the
objections. The planning authority may make a short opening
submission at the start of a session to explain any changes
which it considers appropriate in the light of the formal
objections and to bring matters up to date where there have
been continuing discussions. However, the merits of these
proposed changes will still be considered at the inquiry.
The normal procedure then is that the objector(s) make
their submissions to the inquiry, the planning authority
responds, and the objector has the right of reply. The
evidence on behalf of each objector may be presented by one
or more witnesses, each speaking from a prepared statement.
Where a number of objectors are each making a submission
about different aspects of the same issue, the planning
authority may make a single composite reply. Where the
Reporter considers that there would be merit in hearing
representations in support of the plan policies or
proposals he will hear these after the planning authority
has presented its case.
51. Where all participating parties have already read
the preliminary statements, there is no need for them to be
re-read at the inquiry unless the Reporter considers that
it would be helpful to do so or where any party would be
prejudiced by not doing so. All persons giving evidence or
expressing opinions to the Reporter may be asked questions
by participants who support a different view. The Reporter
may question witnesses directly. There will usually be an
opportunity for those participating to make a closing
submission at the end of the session on each topic of
objection.
Objectors' expenses
52. In common with other planning proceedings, parties
are responsible for meeting their own expenses and those of
their advisers. There is no provision for the award of
costs for or against any party at a local plan inquiry held
by a Reporter on behalf of a planning authority.
After the Inquiry
New evidence after the inquiry
53. If any new information is received by the Reporter
after the close of the inquiry but before the report has
been completed, he/she will decide whether the additional
information is significant to consideration of the matter.
If so, the interested parties will be notified and invited
to comment on the extra information within a specified
period. The matter will then either be reported and taken
into account by the Reporter in reaching recommendations,
or taken into account by the planning authority when
considering the report.
Procedure after the inquiry
54.
The Reporter will prepare a report for the planning
authority, not for the Secretary of State. The
reason for this is that Parliament has given responsibility
for most local planning decisions to planning authorities.
The level of detail required in the report will be agreed
between the Reporter and the planning authority prior to
the start of the inquiry as will, as far as possible, the
layout of the report although this may change according to
the evidence heard. Unless the planning authority requires
a full summary of evidence the report will be restricted to
a very brief summary of the main points of evidence, which
will already be known to the authority and the relevant
objector. It will also give the Reporter's conclusions and
recommendations on the merits of each of the matters of
objection. These will include not only the objections and
representations heard at the inquiry but also those before
the Reporter to be dealt with as written submissions.
Recommendations may be made as to modifications
which ought to be considered, including matters which might
be deleted.
55. The final report will therefore include:
- a short description of each matter
explaining what is in dispute;
- the Reporter's conclusions and recommendation
on each matter;
- a list of proposed modifications to
the plan;
- a list of the persons who appeared at the
inquiry;
- a list of the productions lodged.
56. The planning authority will consider the Reporter's
conclusions and recommendations and decide what action to
take in relation to the plan as a whole - since one option
is abandonment - and also to each matter of objection.
The planning authority is responsible for the final
content of the local plan, and is therefore not obliged to
accept the Reporter's recommendations. The
authority will set out its response to each of the
Reporter's recommendations in a statement, giving their
reasons for accepting or rejecting each recommendation. The
contents of the report may be made public by the authority
during their consideration of the recommendations, and this
can be particularly helpful where appeal cases are
proceeding in parallel. The local plan regulations require
that both the report and the planning authority's statement
are made available no later than when notice is first given
of proposed modifications, or of an intention to adopt the
plan without modification.
57.
If the planning authority proposes to make
modifications to the plan, derived either from
agreements reached with objectors or recommendations made
by the Reporter then, with the exception of minor matters
which do not materially affect the policies and proposals
contained in the plan,
these must be publicised and the opportunity giving
for objection to them. The procedures for
advertisement, deposit and objection are generally similar
to those referred to at paragraphs 8-14, with the exception
that the authority is bound to notify separately those
objectors who have not withdrawn their objections to the
deposited plan.
58. Any person or organisation may object to or make
representations in support of the proposed modifications to
the plan, including the decision of the planning authority
not to accept a recommendation made by the Reporter.
However, objections cannot be lodged at this stage to the
content of the original plan.
59. The arrangements for this second stage of objections
to proposed modifications are similar to those followed
when the plan was originally placed on deposit. Once the
objection period has finished the authority will consider
all of the submissions and decide whether it is necessary
to hold a further local plan inquiry.
A further inquiry will only be required where a
proposed modification has generated objections on a matter
which has not already been considered at inquiry.
Thus an inquiry into a proposed modification will not be
necessary if it has resulted from a recommendation made by
the Reporter, unless there has been a material change in
circumstances. The same procedures apply to an inquiry into
objections to proposed modifications as those applying to
an inquiry into objections to the deposited local plan.
Adoption
60. Once the planning authority has considered the
report of the inquiry, and any representations in response
to proposed modifications, it can take steps to adopt the
local plan.
Notice of intention to adopt the plan must be
advertised in a local newspaper. The Secretary of
State and anyone who objected to either the plan or the
proposed modifications, and who has not withdrawn that
objection, must also be notified. The published notice
should state that the planning authority intends to adopt
the plan, either as originally proposed, or as modified, on
a specified date. That date must be at least 28 days after
the advertisement. The notice must also indicate where and
when reference can be made to a copy of the local plan, the
report of the local plan inquiry, and the authority's
statement of responses to the Reporter's conclusions and
recommendations, or on the matters of objection if no
inquiry was held. Copies have to be made available for
reference at the offices of the planning authority and in
any other locations considered appropriate. Where numbers
permit, the statement or an appropriate extract from it
should be sent to each objector.
61. Subject to any direction by the Secretary of State
the planning authority is free to adopt the plan on the
date specified in the notice. A notice indicating that the
plan has been adopted and of the date on which it became
operative has to be published. In addition, certified
copies have to be served on the Secretary of State. The
planning authority must send an individual notice of
adoption to anyone who asked to be notified of the final
decision on the plan. The planning authority will make
printed copies of the final form of the plan, including the
proposals map, available for sale at reasonable charge. It
will also be made available for reference during reasonable
hours at the authority's offices.
Other Matters
Involvement of the Secretary of State
62.
At any time after notification that the plan is in
preparation and before adoption, the Secretary of State may
direct the authority to consider modifying the plan or that
the plan shall not have effect unless approved by
him.
This is an exceptional occurrence likely
to be prompted, for example, where national policy
considerations are concerned, where matters of national
security are involved or where there is a clear and
irreconcilable failure of the planning authority to act in
accordance with the Regulations. But, if the Secretary of
State directs that the plan is to be dealt with by him, it
will be processed according to the terms of this Code,
taking into account any actions already taken by the
planning authority.
Government departments
63. Where a Government department or agency is an
objector, the guidance contained in this Code applies to
them as it does to all parties. Any participant in a local
plan inquiry can request that a departmental witness
appears to give evidence about the objection. Any such
request ought to be made before or at the procedure
meeting, so that a statement from the department can be
circulated for consideration prior to the inquiry. A
request for a departmental contribution will not be
entertained any later than 4 weeks before the start of the
inquiry, unless the emergence of new information makes this
impracticable.
Departmental witnesses may be questioned on fact or
expert opinion, but not on the merits of Government
policy.
Complaints Procedure
64. Anyone who considers that the planning authority
have failed to comply with a statutory requirement or with
the guidance contained in this Code should write to the
authority in the first instance. If the matter cannot be
resolved the Commissioner for Local Administration in
Scotland (the Local Ombudsman) may be able to assist in the
case. The Ombudsman's office is at 23 Walker Street,
Edinburgh, EH3 7HX. However, the Ombudsman can only examine
and comment on procedural matters, not on the planning or
technical merits of the plan or any objections.
65. Any comment or complaint with regard to the conduct
of a local plan inquiry should be addressed to the Chief
Reporter, The Scottish Office Inquiry Reporters Unit, 2
Greenside Lane, Edinburgh, EH1 3AG.
Legal Challenge
66. If any person wishes to question the validity of a
local plan on the grounds that it is outwith the powers
conferred by statute, or that the requirements of the
existing legislation have not be complied with, it is open
to them under Section 232 of the Town and Country Planning
(Scotland) Act 1972 to make application to the Court of
Session within 6 weeks of the publication of the Notice to
Adopt the plan. On any such application the Court of
Session may wholly or in part suspend or quash the plan,
either generally or in so far as it affects the property of
the applicant.